Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Doeringer is a financial professional with over 37 years of experience in the financial services industry. Richard is currently registered with Cetera Investment Advisers LLC and is also an independent insurance agent. Richard's experience includes working with individuals, corporations, charitable organizations, and pension and profit-sharing plans. Richard holds the following licenses: Series 6, Series 7, Series 22, and Series 63. Richard has also earned the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (FACTORYVILLE PA)
PA
02/27/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (FACTORYVILLE PA)
GA
08/15/1994 - 02/29/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
09/11/1987 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NA
10/30/1985 - 09/21/1987
E.I. SALES, INC.
BC
Issued 10/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/29/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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