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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cardente is a financial advisor who is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Richard has been in the industry since September 29, 2019 and has a total of 53 state registrations, 7 SRO registrations and 2 IA state registrations. Richard is a Series 7, 9, 10, 66 and SIE licensed financial advisor. He specializes in providing financial advice to individuals, businesses, pension and profit-sharing plans, corporations, and other business entities, insurance companies, and charitable organizations. He also specializes in providing portfolio management and investment advice. Richard is located in Franklin, TN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
12/17/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRANKLIN TN)
BOTH
Issued 10/25/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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