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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Barton is a financial advisor with Morgan Stanley, where they have worked since 2010. Richard has been in the financial services industry for over 15 years and has extensive experience in providing financial advice to individuals, families, and businesses. Richard is a Registered Representative and Investment Advisor Representative, and is licensed to provide financial services in many states. They holds a Series 7, 31, and 66 securities license and is also licensed to provide investment advisory services. Richard has a long history with the financial industry and was previously employed by RAYMOND JAMES FINANCIAL SERVICES, INC. Richard's main office location is in Plano, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
11/15/2010 - Present
Morgan Stanley (Plano TX)
TX
08/07/2006 - 03/05/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)
BOTH
Issued 11/12/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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