Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard McDonough is a financial professional with experience in the industry. Richard is currently registered with Caplight Markets LLC in San Francisco, CA. Richard has been in the industry for over 2 years. Prior to joining Caplight Markets LLC, Richard was with EVERCORE GROUP L.L.C. in Menlo Park, CA. Richard has passed several industry exams, including the Series 63, Series 7, Series 79, and the SIE. Richard is currently registered in 7 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/17/2022 - Present
Caplight Markets LLC (San Francisco CA)
CA
08/09/2021 - 10/25/2022
EVERCORE GROUP L.L.C. (MENLO PARK CA)
BC
Issued 04/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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