Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Geiger is a financial advisor with over 25 years of experience in the industry. Richard is currently registered with Morgan Stanley and has held previous roles at LPL FINANCIAL LLC, NRP FINANCIAL, INC., ONEAMERICA SECURITIES, INC., ADP BROKER-DEALER, INC. and MORGAN STANLEY DW INC. Richard is a Series 63, Series 65, Series 7, and SIE licensed professional. Richard provides a variety of financial services including financial planning, portfolio management, asset allocation advice, pension consulting, and educational seminars. Richard's client base includes high-net-worth individuals, families, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
06/04/2020 - Present
Morgan Stanley (Pepper Pike OH)
OH
11/30/2010 - 09/06/2016
LPL FINANCIAL LLC (CLEVELAND OH)
OH
07/07/2008 - 11/30/2010
NRP FINANCIAL, INC. (CLEVELAND OH)
IN
01/31/2007 - 03/20/2008
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
NJ
05/25/2001 - 01/16/2007
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
01/02/1997 - 04/26/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 02/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Geiger is the right advisor for you? Invested Better is here to help.
