linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Ruedas

Capital Client Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Ruedas

Richard Ruedas is a financial advisor with over 17 years of experience in the industry. Richard is currently registered with Capital Client Group, Inc. in Texas. Richard has held previous positions at USAA Financial Advisors, Inc., USAA Investment Management Company, AllianceBernstein Investments, Inc., American Funds Distributors, Inc. and Janus Distributors, Inc. Richard is a licensed investment advisor representative and has passed several securities exams. Richard's areas of expertise include investment advisory services, recommending affiliated investment advisors for separate managed accounts, and working with a variety of client types.

Firm Information

Richard Ruedas is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

As agreed upon in a manner that covers registrant's costs

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Ruedas’s Registration & Firm History

TX

01/13/2020 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

TX

09/10/2007 - 12/20/2019

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

TX

02/21/2007 - 12/31/2007

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

TX

03/17/2006 - 02/01/2007

ALLIANCEBERNSTEIN INVESTMENTS, INC. (SAN ANTONIO TX)

CA

09/12/2002 - 07/13/2004

AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)

CO

02/29/2000 - 05/03/2001

JANUS DISTRIBUTORS, INC. (DENVER CO)

Not sure if Richard Ruedas is right for you?

Licenses & Designations

IA

Issued 09/22/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2007

Series 7 - General Securities Representative Examination

BC

Issued 02/28/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Ruedas.
Not sure if Richard Ruedas is right for you?