Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ruben Soto is a financial professional with over 15 years of experience in the industry. Richard is currently registered with Mizuho Securities USA LLC. Previously, Richard was registered with Citigroup Global Markets Inc. Richard holds FINRA Series 7, 24, 63, 79TO, and SIE licenses and is registered in 52 states. Richard's experience includes working in investment banking and financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/04/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/02/2012 - 04/13/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/02/2011 - 08/29/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
PR
09/07/2006 - 08/04/2010
SANTANDER SECURITIES (GUAYNABO PR)
BC
Issued 10/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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