Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Royston Glass is a financial professional based in SAN DIEGO, CA, and is a Registered Representative with Sovran Advisors, LLC. Richard is a seasoned professional with extensive experience in the financial industry. His primary focus is on financial planning and asset management. He provides financial advice and investment management services to a wide range of clients, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/27/2024 - Present
Sovran Advisors, LLC (SAN DIEGO CA)
CA
10/23/2018 - 03/05/2024
MML INVESTORS SERVICES, LLC (San Diego CA)
CA
02/09/2012 - 10/03/2018
AXA ADVISORS, LLC (SAN DIEGO CA)
NA
03/14/1988 - 01/25/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
01/05/1988 - 02/27/1988
TUCKER, ANTHONY & R. L. DAY, INC.
NA
07/26/1984 - 01/13/1988
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 08/02/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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