Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Roybal is an investment advisor representative with PFS Investments Inc. based in Rancho Cucamonga, California. Richard Roybal is a licensed and registered representative in 12 states, including California, Arizona, Colorado, Florida, Texas and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/15/2021 - Present
PFS Investments Inc. (RANCHO CUCAMONGA CA)
CA
02/28/2020 - 12/31/2020
PFS INVESTMENTS INC. (ONTARIO CA)
CA
07/29/2019 - 02/12/2020
PFS INVESTMENTS INC. (ONTARIO CA)
BC
Issued 08/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/29/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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