Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Roy Dubay is a financial advisor with Fidelity Brokerage Services LLC. Richard has been in the industry since March 1, 2011. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and has Series 7, Series 63 and SIE licenses. Richard is registered in 53 states, including Florida, where Richard is located.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/02/2011 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 03/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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