Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Vande vegte is a financial advisor with over 14 years of experience in the financial services industry. Richard has held positions at Edward Jones, Thrivent Investment Management Inc., and Pruco Securities, LLC. Richard is currently registered with Robert W. Baird & Co. Inc. and is licensed to offer investment advice in Minnesota and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
09/27/2024 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
MN
11/10/2015 - 10/05/2022
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
12/05/2014 - 10/09/2015
EDWARD JONES (ST MICHAEL MN)
MN
09/09/2008 - 11/25/2014
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
IA
Issued 03/08/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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