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Richard Ross Tucker

Fifth Third Securities, Inc.

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About Richard Ross Tucker

Richard Ross Tucker is a financial advisor with over 25 years of experience in the industry. Richard Tucker is currently registered with Fifth Third Securities, Inc. and is licensed in 21 states. Previously, Richard Tucker was registered with The Huntington Investment Company. Richard Ross Tucker is a Series 6, 7, 24, 63, and 66 licensed professional and holds the SIE certification. Richard Tucker specializes in working with individuals, corporations, and other businesses, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and high net worth individuals.

Firm Information

Richard Tucker is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

ONE FAYETTE CENTER

WASHINGTON COURT HOUSE, OH 43160

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Tucker’s Registration & Firm History

OH

02/01/2005 - Present

Fifth Third Securities, Inc. (WASHINGTON COURT HOUSE OH)

OH

08/27/1998 - 03/27/1999

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

OH

04/05/1993 - 06/18/1998

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

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Licenses & Designations

BOTH

Issued 10/31/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 5/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/27/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1994

Series 7 - General Securities Representative Examination

BC

Issued 4/2/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Richard Ross Tucker. Review regulatory record here.
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