Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ross Tucker is a financial advisor with over 25 years of experience in the industry. Richard Tucker is currently registered with Fifth Third Securities, Inc. and is licensed in 21 states. Previously, Richard Tucker was registered with The Huntington Investment Company. Richard Ross Tucker is a Series 6, 7, 24, 63, and 66 licensed professional and holds the SIE certification. Richard Tucker specializes in working with individuals, corporations, and other businesses, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
02/01/2005 - Present
Fifth Third Securities, Inc. (WASHINGTON COURT HOUSE OH)
OH
08/27/1998 - 03/27/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
04/05/1993 - 06/18/1998
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
BOTH
Issued 10/31/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/27/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 4/2/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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