Unclaimed
Richard Walls is a financial professional with over 20 years of experience in the financial services industry. Richard has been registered with State Farm Investment Management Corp. since 2018 and has a Series 6 and Series 63 license. Richard is a Chartered Financial Consultant. Richard is also the owner of Richard Walls's Insurance Agency. Richard's office is located in Littleton, Colorado and he serves clients in Colorado and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CO
10/22/2024 - Present
State Farm Investment Management Corp. (Littleton CO)
NE
06/15/2001 - 07/03/2002
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
BC
Issued 08/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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