Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Romero is a financial advisor with over 25 years of experience in the industry. Richard is currently registered with Q3 Advisors, LLC. Richard has been involved in the financial services industry since 1993 and has held various roles at several firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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VA
03/20/2024 - Present
Q3 Advisors, LLC (Herndon VA)
VA
01/25/2023 - 03/19/2024
PRUCO SECURITIES, LLC. (VIENNA VA)
VA
02/25/2020 - 01/20/2023
AMERIPRISE FINANCIAL SERVICES, LLC (LAKE RIDGE VA)
VA
07/13/2018 - 01/08/2020
PRUCO SECURITIES, LLC. (VIENNA VA)
VA
03/29/2016 - 07/09/2018
CUSO FINANCIAL SERVICES, L.P. (Tysons VA)
DC
08/11/2014 - 04/22/2016
HSBC SECURITIES (USA) INC. (WASHINGTON DC)
VA
06/11/2012 - 07/02/2013
LARA, MAY & ASSOCIATES, LLC (FALLS CHURCH VA)
DC
08/02/2010 - 06/05/2012
BB&T INVESTMENT SERVICES, INC. (WASHINGTON DC)
VA
05/04/2010 - 05/17/2010
SANDERS MORRIS HARRIS INC. (FAIRFAX VA)
GA
09/21/2004 - 07/06/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
IN
01/02/2003 - 09/29/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/02/2003 - 09/29/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MN
06/10/2002 - 10/16/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
05/15/1997 - 05/14/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/09/1994 - 05/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
08/02/1993 - 06/13/1994
DICKINSON & CO. (DES MOINES IA)
BC
Issued 11/03/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/2013
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/26/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/12/2012
Series 4 - Registered Options Principal Examination
BC
Issued 08/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2001
Series 3 - National Commodity Futures Examination
BC
Issued 07/08/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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