Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rollin Crose is a financial professional with over 9 years of experience in the industry. Richard is currently registered with Southstate|duncanwilliams Securities Corp. in Memphis, TN. Richard holds the Series 7, Series 63, and SIE licenses. Richard has a broad range of experience, having previously worked at Memphis Capital, Keybanc Capital Markets Inc., and Duncan-Williams, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
05/07/2024 - Present
Southstate|duncanwilliams Securities Corp. (MEMPHIS (SHELBY) TN)
TN
10/18/2023 - 05/14/2024
MEMPHIS CAPITAL (MEMPHIS TN)
OH
06/17/2022 - 09/08/2023
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
TN
10/16/2014 - 06/14/2022
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
BC
Issued 11/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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