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Richard Roell Jacques

Bailey & Co. Securities, LLC

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About Richard Roell Jacques

Richard Jacques is a financial professional registered with Bailey & Co. Securities, LLC. Richard has been in the financial services industry since June 27, 2021. Richard holds the Series 79TO, Series 63, and SIE licenses. Richard is registered to provide investment advice in Tennessee.

Firm Information

Richard Jacques is currently registered with Bailey & Co. Securities, LLC. Bailey & Co. Securities, LLC is a Limited Liability Company formed in April 2019. The firm is registered with the SEC and in 18 states, including California, Colorado, Connecticut, Florida, Illinois, Kansas, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Dakota, Tennessee, Virginia, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Jacques’s Registration & Firm History

TN

06/28/2021 - Present

Bailey & Co. Securities, LLC (Brentwood TN)

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Licenses & Designations

BC

Issued 07/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/27/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Roell Jacques.
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