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Richard Rocco Palmadesso

Aegis Capital Corp.

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About Richard Rocco Palmadesso

Richard Rocco Palmadesso is a financial professional with over 23 years of experience in the securities industry. Richard is a registered representative of Aegis Capital Corp. and holds multiple licenses, including Series 7, 6, 24 and 63. Richard is also a Series 99TO Operations Professional. Richard was previously a registered representative of McLaughlin, Piven, Vogel Securities, Inc. from 1999 to 2008. Richard specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Richard is committed to providing his clients with personalized financial advice and investment strategies.

Firm Information

Richard Palmadesso is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Palmadesso’s Registration & Firm History

NY

05/14/2010 - Present

Aegis Capital Corp. (BRONXVILLE NY)

NY

07/29/1999 - 12/31/2008

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2003

Series 7 - General Securities Representative Examination

BC

Issued 06/15/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Rocco Palmadesso.
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