Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Robie has over 30 years of experience in the financial services industry. Richard is currently registered with CWM, LLC. Previously, Richard was registered with Cetera Advisor Networks LLC, LPL Financial LLC, A. G. Edwards & Sons, Inc., American Express Financial Advisors Inc., and IDS Financial Services Inc. Richard holds the Series 6, 7, 24, and 63 licenses. Richard specializes in retirement planning, financial planning, and selection of other advisers. Richard also provides sub-advisory services for other investment advisory firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
TX
06/16/2014 - Present
CWM, LLC (Lake Jackson TX)
TX
01/17/2017 - 08/06/2021
CETERA ADVISOR NETWORKS LLC (LAKE JACKSON TX)
TX
04/30/2002 - 01/19/2017
LPL FINANCIAL LLC (LAKE JACKSON TX)
MO
04/26/1988 - 05/07/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
08/05/1985 - 05/11/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
08/05/1985 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 07/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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