Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Robert Sims is a financial advisor with over 30 years of experience in the industry. Richard has been with Stifel, Nicolaus & Company, Inc. since 2014. Prior to that, Richard worked at Wells Fargo Advisors, LLC for 6 years. Richard is a Series 63, Series 7, Series 9, Series 10, and Series 24 licensed professional. He is registered to provide investment advice in 24 states. Richard specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. He is also a partner in a real estate development company, V&H LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/23/2014 - Present
Stifel, Nicolaus & Company, Inc. (EDWARDSVILLE IL)
IL
01/01/2008 - 01/24/2014
WELLS FARGO ADVISORS, LLC (EDWARDSVILLE IL)
IL
11/07/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EDWARDSVILLE IL)
IL
10/22/1985 - 11/21/1997
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
BC
Issued 11/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/20/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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