Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Robert Miller is a financial advisor with over 40 years of experience in the industry. Richard Miller is currently registered with Nylife Securities LLC and has been with the firm since 11/4/1982. Richard Miller is also registered with the following states: Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Massachusetts, Nevada, Texas, Virginia and Wisconsin. Richard Miller holds Series 63, 7TO, SIE and 1 licenses. Richard Miller has been a financial advisor since 1972.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
11/04/1982 - Present
Nylife Securities LLC (MILWAUKEE WI)
NA
07/18/1972 - 11/27/1979
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
BC
Issued 07/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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