Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard McCloskey is a financial professional with over 50 years of experience in the financial services industry. Richard is registered as a broker-dealer and investment advisor representative with Cetera Investment Advisers LLC. Richard has previously worked with Securian Financial Services, Inc., Worthmark Financial Services, LLC, Consolidated Resources, Inc., The Minnesota Mutual Life Insurance Company, IRG Securities, Inc., Integrated Resources Equity Corporation and North Star Equities Company. Richard holds the following licenses and designations: Series 7TO, SIE, Series 1, Series 63, Series 24 and Chartered Financial Consultant. Richard has an active A-G registration in California and is an active investment advisor representative in Texas. Richard currently works in the Newport Beach office of Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
05/25/1988 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
03/10/2000 - 03/31/2006
WORTHMARK FINANCIAL SERVICES, LLC (NEWPORT BEACH CA)
NA
10/26/1984 - 05/23/1988
CONSOLIDATED RESOURCES, INC.
NA
09/09/1970 - 09/27/1985
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
NA
09/21/1982 - 10/29/1984
IRG SECURITIES, INC.
NA
06/08/1979 - 03/25/1983
INTEGRATED RESOURCES EQUITY CORPORATION
NA
09/09/1970 - 10/16/1977
NORTH STAR EQUITIES COMPANY
BC
Issued 11/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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