Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Mccloskey is a financial advisor with over 53 years of experience in the financial services industry. Richard has held multiple positions within Cetera Investment Advisers LLC, including Investment Advisor Representative. Prior to joining Cetera Investment Advisers LLC, Richard has also worked for Securian Financial Services, Inc. and Worthmark Financial Services, LLC. Richard currently holds licenses for both Broker Check and Investment Advisor Check, in California and Texas. Richard holds the Series 63, Series 24, Series 7TO, SIE, and Series 1 securities licenses. Richard also holds the Chartered Financial Consultant designation. In addition to serving clients at Cetera Investment Advisers LLC, Richard is also an owner of several rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
05/25/1988 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
03/10/2000 - 03/31/2006
WORTHMARK FINANCIAL SERVICES, LLC (NEWPORT BEACH CA)
NA
10/26/1984 - 05/23/1988
CONSOLIDATED RESOURCES, INC.
NA
09/09/1970 - 09/27/1985
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
NA
09/21/1982 - 10/29/1984
IRG SECURITIES, INC.
NA
06/08/1979 - 03/25/1983
INTEGRATED RESOURCES EQUITY CORPORATION
NA
09/09/1970 - 10/16/1977
NORTH STAR EQUITIES COMPANY
BC
Issued 11/2/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/24/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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