Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Robert Loy is a financial advisor working with Empower Advisory Group, LLC. Richard has been in the industry since 2002 and is registered as a financial advisor with the state of South Carolina. Richard has held previous roles with firms such as LPL Financial LLC, CUNA Brokerage Services, Inc., Lincoln Financial Securities Corporation, Capital Guardian, LLC, Woodbury Financial Services, Inc., Waddell & Reed, Inc., Scottrade, Inc., A. G. Edwards & Sons, Inc., First Citizens Investor Services, Inc., and Morgan Stanley DW Inc.. Richard holds the Series 63, Series 65, Series 7, Series 31, and SIE licenses. Richard specializes in Financial Planning, Portfolio Management for Individuals, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
08/30/2022 - Present
Empower Advisory Group, LLC (IRMO SC)
SC
05/18/2022 - 08/26/2022
LPL FINANCIAL LLC (COLUMBIA SC)
SC
04/24/2017 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (IRMO SC)
SC
02/04/2016 - 01/12/2017
LINCOLN FINANCIAL SECURITIES CORPORATION (COLUMBIA SC)
NC
07/17/2012 - 02/01/2016
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
SC
11/17/2009 - 07/20/2012
WOODBURY FINANCIAL SERVICES, INC. (COLUMBIA SC)
SC
07/17/2007 - 06/19/2008
WADDELL & REED, INC. (COLUMBIA SC)
SC
10/12/2006 - 07/09/2007
SCOTTRADE, INC. (COLUMBIA SC)
SC
06/30/2006 - 10/09/2006
A. G. EDWARDS & SONS, INC. (COLUMBIA SC)
SC
03/03/2006 - 07/12/2006
FIRST CITIZENS INVESTOR SERVICES, INC. (CAYCE SC)
NY
11/20/2000 - 03/02/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/28/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 11/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Loy is the right advisor for you? Invested Better is here to help.
