Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Robert Lepine is a financial advisor with over 35 years of experience in the industry. Richard has a Series 6, 7, 22, 62, and 63, as well as a SIE license. Richard is registered with LPL Financial LLC and has a network of clients spanning across numerous states. Richard previously worked at Securities America, Inc. and Commonwealth Financial Network. Richard holds a Uniform Investment Adviser Law Examination and a Uniform Securities Agent State Law Examination. Richard specializes in providing financial advice to individuals, businesses, and investment clubs. Richard also offers a variety of financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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RI
05/01/2024 - Present
LPL Financial LLC (LINCOLN RI)
RI
03/13/2017 - 05/01/2024
SECURITIES AMERICA, INC. (LINCOLN RI)
RI
01/05/1993 - 03/15/2017
COMMONWEALTH FINANCIAL NETWORK (CUMBERLAND RI)
TX
02/06/1992 - 01/12/1993
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
MN
09/14/1988 - 09/01/1992
MIMLIC SALES CORPORATION (ST. PAUL MN)
IA
Issued 11/15/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1995
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/09/1995
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/13/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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