Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Robert Knause is an investment advisor representative and financial advisor. Richard has been in the financial industry since 1998. Richard is currently registered with LPL Financial LLC and previously worked at CADARET, GRANT & CO., INC. Richard has passed several industry exams including the Series 7, Series 24 and Series 63. Richard is licensed to provide investment advice in Pennsylvania and Florida. Richard has also earned several designations including a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/29/2019 - Present
LPL Financial LLC (CARNEGIE PA)
PA
07/28/1998 - 11/01/2019
CADARET, GRANT & CO., INC. (CARNEGIE PA)
IA
Issued 07/19/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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