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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Robert Guerrini is an Investment Advisor Representative with PNC Investments in PITTSBURGH, PA. Richard has been in the industry since September 1991. Prior to joining PNC Investments, Richard worked at J.J.B. HILLIARD, W.L. LYONS, INC. in LOUISVILLE, KY, PNC BROKERAGE CORP in PITTSBURGH, PA, AMERICAN FIDELITY SECURITIES, INC. in OKLAHOMA CITY, OK, GNA SECURITIES, INC. in GLEN ALLEN, VA, PRUCO SECURITIES CORPORATION in NEWARK, NJ and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA in NEWARK, NJ. Richard specializes in Portfolio Management for Individuals and Businesses, as well as Selection of Other Advisers. Richard holds the following licenses: Series 4, Series 6, Series 7, Series 10, Series 24, Series 63, Series 65, Series 72 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
03/08/2005 - Present
PNC Investments (PITTSBURGH PA)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
03/29/1994 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
OK
07/26/1991 - 09/16/1992
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
VA
09/21/1990 - 04/01/1991
GNA SECURITIES, INC. (GLEN ALLEN VA)
NJ
11/14/1989 - 10/09/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/14/1989 - 10/09/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2001
Series 4 - Registered Options Principal Examination
BC
Issued 07/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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