Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Crowe is a financial advisor with Fidelity Brokerage Services LLC. Richard has been in the financial industry since August 2022. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 7, Series 10, Series 9 and Series 63 licensed advisor. Richard is also registered as a securities agent in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
08/10/2022 - Present
Fidelity Brokerage Services LLC (INDEPENDENCE KY)
BC
Issued 09/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/09/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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