Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rivere is an investment advisor representative at J.P. Morgan Securities LLC and has been in the industry since 2006. Richard has been registered with J.P. Morgan Securities LLC since July 2013. Prior to that, Richard was a registered representative at Boenning & Scattergood, Inc., Bishop, Rosen & Co., Inc., and UBS Financial Services Inc. Richard holds FINRA Series 7, 66, SIE, and 6TO licenses. Richard is also a Certified Financial Planner. Richard has been involved in the industry for 15 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
08/11/2016 - Present
J.p. Morgan Securities LLC (Toms River NJ)
PA
03/21/2011 - 07/09/2013
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
NY
02/08/2011 - 03/07/2011
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NJ
05/19/2006 - 05/13/2009
UBS FINANCIAL SERVICES INC. (MANASQUAN NJ)
BOTH
Issued 06/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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