Unclaimed
Richard Richmond is a financial professional with over 20 years of experience in the financial industry. He is currently registered with IFP Securities, LLC and is located in the Tampa, Florida office. Richard previously held roles at LPL Financial LLC, GunnAllen Financial, Inc., New England Securities, American Express Financial Advisors Inc., and IDS Life Insurance Company. He is also a Series 7 and SIE licensed professional. Richard's experience and qualifications allow him to provide a wide range of financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/22/2019 - Present
IFP Securities, LLC (TAMPA FL)
FL
05/26/2010 - 05/23/2019
LPL FINANCIAL LLC (TAMPA FL)
FL
09/23/2002 - 03/31/2010
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
09/06/2001 - 09/25/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
08/09/2000 - 08/17/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/09/2000 - 08/17/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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