Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rene Duron is a financial professional with over 25 years of experience in the securities industry. Richard has worked at several prominent firms including UBS International Inc., J.P. Morgan Securities Inc. and most recently Atlas Strategic Advisors, LLC. Richard currently holds a Series 63 and Series 65 license and is registered with East Wind Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/12/2024 - Present
East Wind Securities, LLC (NEW YORK NY)
NY
11/10/2010 - 03/12/2024
ATLAS STRATEGIC ADVISORS, LLC (NEW YORK NY)
NY
07/08/2002 - 02/12/2009
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
05/01/2001 - 05/24/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/18/1995 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 10/20/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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