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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Reed Ruh is a financial advisor with over 30 years of experience in the industry. Richard has been a registered representative with UBS Financial Services Inc. since 2011. Before that, Richard worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and UBS PaineWebber Inc. Richard holds FINRA Series 7, 9, 31, and 63 licenses and the SIE certification. Richard is a registered representative in Tennessee. Richard specializes in providing financial advice for individuals, businesses, and organizations. Richard works with clients to develop personalized financial plans and investment strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
02/15/2011 - Present
UBS Financial Services Inc. (KNOXVILLE TN)
TN
06/01/2009 - 02/24/2011
MORGAN STANLEY SMITH BARNEY (KNOXVILLE TN)
TN
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (KNOXVILLE TN)
TN
11/09/2001 - 04/02/2007
MORGAN STANLEY DW INC. (KNOXVILLE TN)
NJ
11/26/1993 - 11/16/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
03/19/1985 - 12/01/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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