Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Applegate is a financial advisor with over 30 years of experience in the industry. Richard currently works with D.b. Root & Company, LLC as a Senior Financial Advisor and Managing Director of Retirement Plan Fiduciary Services. Richard has held previous positions with firms such as PURSHE KAPLAN STERLING INVESTMENTS, ESSEX NATIONAL SECURITIES, LLC, UVEST FINANCIAL SERVICES GROUP, INC., CONTINENTAL CAPITAL INVESTMENT SERVICES, INC., MANEQUITY, INC., KEOGLER, MORGAN & COMPANY, INC., ALLEGHENY INVESTMENTS, LTD., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Richard holds Series 7, Series 63, Series 65, and SIE licenses. Richard is a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
07/31/2019 - Present
D.b. Root & Company, LLC (PITTSBURGH PA)
PA
04/21/2014 - 11/02/2020
PURSHE KAPLAN STERLING INVESTMENTS (Pittsburgh PA)
PA
05/28/2010 - 04/09/2014
ESSEX NATIONAL SECURITIES, LLC (WEXFORD PA)
PA
03/12/2002 - 06/02/2010
UVEST FINANCIAL SERVICES GROUP, INC. (WEXFORD PA)
OH
01/13/1997 - 04/01/2002
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. (BRYAN OH)
MA
01/20/1997 - 10/09/1997
MANEQUITY, INC. (BOSTON MA)
GA
09/16/1992 - 01/20/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
MA
10/26/1992 - 07/26/1993
MANEQUITY, INC. (BOSTON MA)
NA
01/23/1989 - 09/23/1992
ALLEGHENY INVESTMENTS, LTD.
PA
11/20/1985 - 09/23/1992
ALLEGHENY INVESTMENTS, LTD. (PITTSBURGH PA)
NA
09/21/1987 - 09/15/1992
MANEQUITY, INC.
MA
05/31/1983 - 09/15/1992
MANEQUITY, INC. (BOSTON MA)
NA
10/11/1985 - 08/18/1988
ALLEGHENY INVESTMENTS, LTD.
NA
10/20/1980 - 08/29/1983
EQUICO SECURITIES, INC.
NA
05/03/1976 - 08/29/1983
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 10/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1976
Series 1 - Registered Representative Examination
Active
Inactive
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