Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Raymond Schnier is an active financial advisor with RBC Capital Markets, LLC, located in New York, NY. Richard has been a registered professional in the financial services industry since 1987 and has experience in the industry spanning over 35 years. Richard currently holds Series 3, 7, 63, 66, 72, and SIE licenses. Richard is also a registered investment advisor representative in New York and Texas. Prior to joining RBC Capital Markets, LLC, Richard was a registered representative with Stifel, Nicolaus & Company, Incorporated, and Barclays Capital Inc. Richard has experience with a range of client types including corporations or other businesses, high net worth individuals, individuals other than high net worth, charitable organizations, insurance companies, pension and profit-sharing plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/20/2023 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
12/04/2015 - 10/26/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/22/2008 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/16/1991 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/16/1991 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
05/16/1991 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
NA
07/29/1988 - 05/03/1991
COUNTY NATWEST GLOBAL SECURITIES LIMITED
NA
11/10/1988 - 06/14/1990
COUNTY NATWEST GOVERNMENT SECURITIES, INC.
NY
09/25/1987 - 08/08/1988
COUNTY NATWEST INTERNATIONAL LIMITED (NEW YORK NY)
BOTH
Issued 03/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2010
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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