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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Raymond Sanchez is a financial advisor with Raymond James & Associates, Inc. Richard has been in the industry since 1984, providing financial guidance for over 30 years. Prior to joining Raymond James, Richard was with Purshe Kaplan Sterling Investments and Morgan Stanley & Co., Incorporated. Richard holds a Series 3, 5, 7, 8, 24, 63, and 65 licenses. Richard has experience working with high-net-worth individuals, corporations, individuals, pension and profit-sharing plans, insurance companies, banking or thrift institutions, charitable organizations, and state or municipal government entities. Richard's expertise includes portfolio management for individuals and businesses, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/02/2015 - Present
Raymond James & Associates, Inc. (Walnut Creek CA)
CA
07/14/2008 - 03/10/2015
PURSHE KAPLAN STERLING INVESTMENTS (WALNUT CREEK CA)
NY
12/01/2003 - 07/31/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/06/1983 - 07/05/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/10/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1989
Series 5 - Interest Rate Options Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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