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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Raymond Brown is a financial advisor with Arete Wealth Advisors, LLC. Richard has over 25 years of experience in the financial services industry. Richard has been registered with FINRA since 1994 and has a Series 6, 7, 2, and 63 license. Richard is also a licensed insurance agent. Richard is dedicated to providing personalized financial advice to help clients achieve their financial goals. Richard specializes in investment planning, retirement planning, and estate planning. Richard has a strong commitment to providing exceptional client service. Richard believes in building long-term relationships with clients and providing them with the guidance and support they need to make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
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2
CA
01/01/2025 - Present
Arete Wealth Advisors, LLC (Valley Village CA)
CA
06/01/1998 - 12/26/2019
LINCOLN FINANCIAL ADVISORS CORPORATION (WESTLAKE VILLAGE CA)
CA
10/08/2001 - 04/28/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (WESTLAKE VILLAGE CA)
PA
12/02/1994 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 10/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1996
Series 2 - Non-Member General Securities Examination
BC
Issued 12/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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