Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Snowden has been in the financial services industry since 1993. Richard is currently registered as an Investment Advisor Representative (IAR) with Cetera Investment Advisers LLC, and is also registered with FINRA and the state of Texas. Richard previously worked with LPL Financial LLC for 19 years. Richard has a diverse background in financial services, having worked with firms like Wells Fargo Securities Inc., Forum Financial Services, Inc., and PaineWebber Incorporated. Richard has extensive experience in financial planning, portfolio management, and pension consulting. Richard offers financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/25/2018 - Present
Cetera Investment Advisers LLC (BRYAN TX)
TX
09/23/1999 - 08/21/2018
LPL FINANCIAL LLC (COLLEGE STATION TX)
CA
07/12/1999 - 10/06/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
ME
05/02/1997 - 07/12/1999
FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)
NJ
07/16/1992 - 08/31/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
06/17/1987 - 12/17/1987
FIDELITY BROKERAGE SERVICES, INC.
IA
Issued 08/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Snowden is the right advisor for you? Invested Better is here to help.
