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Richard Ray Snowden

Cetera Investment Advisers LLC

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About Richard Ray Snowden

Richard Snowden is an investment advisor representative with Cetera Investment Advisers LLC. Richard has been in the industry since 1993 and has experience working with a variety of clients, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. Richard holds the Series 6, 7, 63, 65, and SIE licenses. Richard is a member of the Planned Giving Committee at First Baptist Church and is on the board of directors for Millican Reserve Municipal Utility District. Richard is a member of the Council for One Church One Body, and is part of the fundraising committee for Peacock Legacy of Hope.

Firm Information

Richard Snowden is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

1716 BRIARCREST DRIVE

BRYAN, TX 77802

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Snowden’s Registration & Firm History

TX

07/25/2018 - Present

Cetera Investment Advisers LLC (BRYAN TX)

TX

09/23/1999 - 08/21/2018

LPL FINANCIAL LLC (COLLEGE STATION TX)

CA

07/12/1999 - 10/06/1999

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

ME

05/02/1997 - 07/12/1999

FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)

NJ

07/16/1992 - 08/31/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

06/17/1987 - 12/17/1987

FIDELITY BROKERAGE SERVICES, INC.

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Licenses & Designations

IA

Issued 8/24/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/15/1992

Series 7 - General Securities Representative Examination

BC

Issued 6/16/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Ray Snowden.
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