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Richard Ray Hartley

Continental Investors Services, Inc.

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About Richard Ray Hartley

Richard Hartley is a registered representative with Continental Investors Services, Inc. Richard has been in the securities industry since February 28, 1995. Richard is licensed to sell securities in Alaska, Arizona, California, Mississippi, Oregon, Texas, Utah and Washington. Richard has passed the Series 7 and Series 63 exams. Richard specializes in portfolio management for individuals and non-profit organizations.

Firm Information

Richard Hartley is currently registered with Continental Investors Services, Inc.. Continental Investors Services, Inc. is a corporation formed in December 1991, headquartered in Longview, Washington. They provide investment advisory services to individuals and non-profit organizations, with a focus on portfolio management. The firm manages approximately $169,880,000 in regulatory assets for 687 accounts. They are registered with the SEC and in 41 states.
Continental Investors Services, Inc.

1330 BROADWAY ST.

LONGVIEW, WA 98632

$169.88M

Assets Under Management

687

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for non-profit organizations

Portfolio management for non-profit organizations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Hartley’s Registration & Firm History

WA

03/01/1995 - Present

Continental Investors Services, Inc. (LONGVIEW WA)

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Licenses & Designations

BC

Issued 03/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Richard Ray Hartley. Review regulatory record here.
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