Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ray Alexander is a securities professional with a current scope of "Active" in Broker-Dealer and "Not In Scope" in Investment Advisor. Richard joined Fidelity Brokerage Services LLC on 1/1/2023 and is registered in 53 states. Richard has passed the Series 7TO, Series 63, and SIE exams. Richard's current employer is Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/01/2023 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 01/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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