Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Raranga Garcia is a registered Investment Advisor Representative with Vanguard Advisers, Inc. Richard Garcia's career in the financial services industry began on September 7, 2011. Richard Garcia is licensed in Arizona and Texas. Richard Garcia is also licensed to sell securities in Arizona. Richard Garcia is a Series 65, Series 63, Series 7 and SIE licensed professional. Richard Garcia is an active advisor and has been a registered representative of Vanguard Advisers, Inc. since August 2011. Richard Garcia has specializations in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Pooled Investment Vehicles, Financial Planning and Selection of other Advisers. Richard Garcia's firm, Vanguard Advisers, Inc., is a large, well-established firm with offices in Malvern, Pennsylvania. The firm provides advisory services to a diverse client base including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/17/2016 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
IA
Issued 05/09/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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