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Richard Ramsey Porteus

Franklin Distributors, LLC

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About Richard Ramsey Porteus

Richard Ramsey Porteus is a registered representative with Franklin Distributors, LLC. Richard has been in the industry since November 20, 2000. Richard previously held positions at Putnam Retail Management Limited Partnership, Prudential Investment Management Services LLC, Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., Walnut Street Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, New England Securities, Nathan & Lewis Securities, Inc. and MetLife Securities Inc. Richard holds the following licenses: Series 53, Series 24, Series 26, Series 52TO, SIE, Series 7, Series 6.

Firm Information

Richard Porteus is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Porteus’s Registration & Firm History

CT

12/20/2021 - Present

Franklin Distributors, LLC (STAMFORD CT)

CT

01/02/2024 - 08/07/2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (STAMFORD CT)

NJ

08/11/2020 - 12/17/2021

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

MD

12/01/2005 - 10/15/2019

LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)

NY

01/30/2004 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CA

11/26/2001 - 12/18/2003

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

MA

09/27/2001 - 12/17/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

09/27/2001 - 12/17/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

12/13/1999 - 12/10/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

12/11/2001 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

MA

09/27/2001 - 01/05/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 09/06/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/12/2001

Series 24 - General Securities Principal Examination

BC

Issued 06/16/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2000

Series 7 - General Securities Representative Examination

BC

Issued 12/10/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Ramsey Porteus.
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