Unclaimed
Richard Ralph Schleicher is a financial advisor with LPL Financial LLC. Richard has been in the financial services industry since 1990. Richard is registered with FINRA and has a Series 6, Series 26 and Series 63 license. Richard specializes in providing financial planning, portfolio management, and consulting services to individuals and businesses. Richard is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/08/2009 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
10/16/2008 - 09/08/2009
MUTUAL SERVICE CORPORATION (SAN ANTONIO TX)
TX
10/01/2002 - 10/17/2008
AMERICAN GENERAL SECURITIES INCORPORATED (SAN ANTONIO TX)
TX
10/18/1990 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BC
Issued 10/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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