Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Juliano is a financial advisor with Wells Fargo Clearing Services, LLC. Richard is licensed to provide financial advice in Georgia and has been in the financial services industry for over 5 years. Richard is a Series 66, Series 7 and SIE licensed professional, and his focus is on individuals, families, businesses, corporations, pension and profit-sharing plans, and insurance companies. Prior to joining Wells Fargo Clearing Services, LLC, Richard was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard provides portfolio management, financial planning, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
05/25/2023 - Present
Wells Fargo Clearing Services, LLC (CUMMING GA)
GA
03/07/2023 - 04/27/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUWANEE GA)
BOTH
Issued 04/05/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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