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Richard Ralph Buller

Berthel, Fisher & Co. Financial Services, Inc.

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About Richard Ralph Buller

Richard Ralph Buller is an investment advisor representative with Berthel, Fisher & Co. Financial Services, Inc. Richard has been in the industry since December 28, 1996. Richard is registered with the state of Iowa and has experience with individual clients, high-net-worth individuals, and pension and profit-sharing plans. Richard also has experience with corporations and other businesses. Richard offers financial planning, portfolio management for individuals, and selection of other advisors. Richard also works with BFC Planning, Inc.

Firm Information

Richard Buller is currently registered with Berthel, Fisher & Co. Financial Services, Inc.. Berthel, Fisher & Co. Financial Services, Inc. is a corporation headquartered in CEDAR RAPIDS, IA that was formed on 1974-03-13. They have been approved by the SEC and registered in 51 states. The firm offers financial planning and portfolio management for individuals and selection of other advisers. They manage $742,220,394 in regulatory assets under management and have 3,481 total accounts. They have 92 licensed agents, 100 investment adviser representatives, 100 registered representatives, 100 investment advisory functions, and 50 adviser representatives for other investment advisers.
Berthel, Fisher & Co. Financial Services, Inc.

4201 42ND STREET NE

CEDAR RAPIDS, IA 52402

$742.22M

Assets Under Management

6

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Buller’s Registration & Firm History

IA

10/28/2004 - Present

Berthel, Fisher & Co. Financial Services, Inc. (MUSCATINE IA)

GA

10/11/2001 - 09/01/2004

PFS INVESTMENTS INC. (DULUTH GA)

NY

04/28/1998 - 12/22/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NA

06/12/1986 - 07/27/1988

FIRST AMERICAN NATIONAL SECURITIES, INC.

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Licenses & Designations

IA

Issued 10/27/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 04/27/1998

Series 7 - General Securities Representative Examination

BC

Issued 06/11/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Ralph Buller.
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