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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lede is a financial advisor at Morgan Stanley in PURCHASE, NY. Richard has been in the industry since 2006 and has a strong track record of providing clients with personalized financial advice. Richard holds the Series 7, Series 9, Series 10, Series 63, and Series 65 licenses and has experience working with a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/12/2021 - Present
Morgan Stanley (PURCHASE NY)
CT
08/06/2008 - 11/22/2021
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
02/21/2007 - 08/18/2008
CITIGROUP GLOBAL MARKETS INC. (MOUNT KISCO NY)
NY
11/28/2006 - 02/20/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/26/2006 - 11/24/2006
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
IA
Issued 07/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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