Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Quigley is an investment advisor representative with LPL Financial LLC and has been in the financial industry since June 22, 1995. Richard has been registered with LPL Financial LLC since November 30, 2010. Richard holds both Series 63 and 65 licenses. Richard is also registered with the states of Kentucky, Massachusetts, Michigan, and Texas. Richard provides retirement planning services and other advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
11/30/2010 - Present
LPL Financial LLC (FORT MILL SC)
MA
09/02/2009 - 11/30/2010
NRP FINANCIAL, INC. (BOSTON MA)
MA
01/12/2009 - 09/11/2009
INVESTORS CAPITAL CORP. (BOSTON MA)
MA
10/02/2006 - 10/31/2008
GWFS EQUITIES, INC. (BOSTON MA)
MA
10/15/2002 - 10/03/2006
METLIFE SECURITIES INC. (BOSTON MA)
MA
10/15/2002 - 10/03/2006
METROPOLITAN LIFE INSURANCE COMPANY (BOSTON MA)
NY
04/12/1995 - 11/25/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 03/31/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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