Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Preziosi is an investment professional with over 30 years of experience in the financial industry. Richard is registered with Tradition Securities And Derivatives LLC in New York, NY. Richard has passed the Series 72, Series 63, and SIE exams. Prior to Tradition Securities And Derivatives LLC, Richard worked with EURO BROKERS MAXCOR INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/20/1997 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/31/1991 - 03/03/1997
EURO BROKERS MAXCOR INC. (NEW YORK NY)
BC
Issued 06/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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