Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Pratt is a financial advisor with PFS Investments Inc. and has been working in the financial industry since 2020. Richard is registered with the state of Pennsylvania as both a Registered Representative (BC) and an Investment Advisor Representative (IA). Richard offers financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
05/06/2021 - Present
PFS Investments Inc. (QUAKERTOWN PA)
IA
Issued 04/17/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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