Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Polchinski is a financial advisor with over 17 years of experience in the industry. Richard is registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Richard has held previous positions with Edward Jones, Wells Fargo Advisors Financial Network, LLC, First Clearing, LLC and Wells Fargo Advisors, LLC. Richard holds the Series 3, 7, 9, 10, 24, and 66 licenses and has earned the SIE designation. Richard has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Richard provides investment advisory services, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/16/2023 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
10/16/2019 - 03/10/2023
EDWARD JONES (Lake Saint Louis MO)
MO
04/15/2010 - 07/18/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
09/04/2008 - 04/15/2010
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
07/10/2006 - 04/15/2010
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
VA
11/09/2005 - 07/21/2006
FIRST CLEARING, LLC (RICHMOND VA)
BOTH
Issued 07/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2011
Series 3 - National Commodity Futures Examination
BC
Issued 11/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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