Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Polcari is a financial professional with over 30 years of experience in the industry. Richard is currently registered with Wallachbeth Capital LLC and is a licensed Series 7, 24, 4, 55, 57TO, and SIE representative. Richard has previously worked at UBS Financial Services Inc., Vandham Securities Corp., and Wagner Stott Clearing Corp. Richard holds registrations in multiple states including Florida, Kansas, Massachusetts, Missouri, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/23/2021 - Present
Wallachbeth Capital LLC (BOCA RATON FL)
MA
04/15/2016 - 12/15/2021
UBS FINANCIAL SERVICES INC. (ROCKLAND MA)
MA
12/01/1993 - 04/19/2016
VANDHAM SECURITIES CORP. (BOSTON MA)
NY
05/22/1989 - 04/22/1992
WAGNER STOTT CLEARING CORP. (NEW YORK NY)
BC
Issued 01/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/03/1992
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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