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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Pignone is a financial advisor with Benjamin F. Edwards & Company, Inc. He is a registered representative with over 50 years of experience in the financial services industry. Richard has extensive knowledge and experience in providing investment advice and financial planning services. He holds the Series 4, 7, 10, 24, 52, 53, 63, and SIE licenses. He has previously held positions at Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Smith Barney Inc., and Merrill Lynch, Pierce, Fenner & Smith, Inc. Richard has a strong track record of helping clients reach their financial goals. He is committed to providing personalized service and building long-term relationships with his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
05/28/2010 - Present
Benjamin F. Edwards & Company, Inc. (HAMDEN CT)
CT
01/01/2008 - 06/04/2010
WELLS FARGO ADVISORS, LLC (HAMDEN CT)
CT
07/31/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HAMDEN CT)
NY
07/01/1975 - 08/02/1995
SMITH BARNEY INC. (NEW YORK NY)
NA
03/26/1969 - 11/11/1972
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 05/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 02/04/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/09/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/21/1975
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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