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Richard Philip Taylor

Capital Investment Advisory Services, LLC

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About Richard Philip Taylor

Richard Taylor is a financial advisor with over 16 years of experience in the financial services industry. Richard is currently registered with Capital Investment Advisory Services, LLC. Richard previously worked with Cetera Advisor Networks LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard is licensed in Florida, Missouri and Tennessee. Richard offers financial planning, pension consulting and selection of other advisors services. Richard is also registered as an Investment Advisor Representative (IAR) in Tennessee.

Firm Information

Richard Taylor is currently registered with Capital Investment Advisory Services, LLC. Capital Investment Advisory Services, LLC is a registered investment advisor with the SEC, managing over $1.96 billion in assets for a diverse client base that includes individuals, high-net-worth individuals, corporations, charities, pension plans, and government entities. The firm offers a range of advisory services including financial planning, pension consulting, portfolio management, and selection of other advisors. Capital Investment Advisory Services is based in Raleigh, NC and has 91 licensed agents and 102 investment advisor representatives.
Capital Investment Advisory Services, LLC

100 E. SIX FORKS ROAD

RALEIGH, NC 27609

$1.97B

Assets Under Management

14

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Taylor’s Registration & Firm History

TN

10/22/2021 - Present

Capital Investment Advisory Services, LLC (CLARKSVILLE TN)

NC

06/24/2013 - 10/25/2021

CETERA ADVISOR NETWORKS LLC (CHARLOTTE NC)

FL

02/11/2005 - 06/26/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BONITA SPRINGS FL)

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Licenses & Designations

BOTH

Issued 03/09/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Philip Taylor.
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